------------------------------------------------------------------------------
    _____ _____ _______
   / ____|  __ \__   __|   ____        ___               ____             __
  | |    | |  | | | |     / __ \____  / (_)______  __   / __ \____  _____/ /_
  | |    | |  | | | |    / /_/ / __ \/ / / ___/ / / /  / /_/ / __ \/ ___/ __/
  | |____| |__| | | |   / ____/ /_/ / / / /__/ /_/ /  / ____/ /_/ (__  ) /_
   \_____|_____/  |_|  /_/    \____/_/_/\___/\__, /  /_/    \____/____/\__/
   The Center for Democracy and Technology  /____/     Volume 3, Number 12
----------------------------------------------------------------------------
      A briefing on public policy issues affecting civil liberties online
----------------------------------------------------------------------------
 CDT POLICY POST Volume 3, Number 12                       August 11, 1997

 CONTENTS: (1) Civil Liberties Groups Ask FCC To Block FBI Electronic
               Surveillance Proposal
           (2) Summary of CDT/EFF FCC Petition
           (3) CALEA Background and The Industry Standards Setting Process
           (4) How to Subscribe/Unsubscribe
           (5) About CDT, contacting us

  ** This document may be redistributed freely with this banner intact **
        Excerpts may be re-posted with permission of 
         ** This document looks best when viewed in COURIER font **
_____________________________________________________________________________

(1) CIVIL LIBERTIES GROUPS ASK FCC TO BLOCK FBI ELECTRONIC SURVEILLANCE
    PROPOSAL

The Center for Democracy and Technology and the Electronic Frontier
Foundation today filed a petition with the Federal Communications
Commission to block the FBI from using the 1994 "Digital Telephony" law to
expand government surveillance powers.

The law, officially known as the "Communications Assistance for Law
Enforcement Act" (CALEA), was intended to preserve law enforcement
wiretapping ability in the face of changes in communications technologies.
In their filing, CDT and EFF argue that the FBI has tried to use CALEA to
expand its surveillance capabilities by forcing telephone companies to
install intrusive and expensive surveillance features that threaten privacy
and violate the scope of the law.

The CDT/EFF petition follows a July 16 petition by the Cellular
Telecommunications Industry Association (CTIA), which asked the FCC to
intervene in the implementation of CALEA. Under a provision of CALEA
designed to ensure public accountability over law enforcement surveillance
ability, CDT and EFF urged the Commission to accept the CTIA request and
expand its inquiry to cover privacy issues.

CALEA specifically prevents law enforcement from dictating the design of
telecommunications networks.  Instead, CALEA created a public process for
developing technical standards through industry standards bodies.  However,
since CALEA was enacted, the FBI has sought to force industry to agree to
standards that would dramatically expand law enforcement surveillance
power.

The full text of the CDT/EFF petition, links to the CTIA petition, as well
as background on the debate over CALEA implementation, are available online
at http://www.cdt.org/digi_tele/

________________________________________________________________________

(2) SUMMARY OF CDT/EFF FCC PETITION

CDT and EFF allege that the FBI is using CALEA to expand its surveillance
ability well beyond what the law allows and in ways that pose serious risks
to privacy:

* ACCESS TO CONTENTS OF DIGITAL MESSAGES WITHOUT SEARCH WARRANT:
  In packet switching systems (currently used on the Internet, but
  likely to be the future of voice switching as well), the FBI wants
  delivery of the entire packet data stream in response to a pen
  register order, which is issued on the most minimal of justifications,
  relying on law enforcement to "minimize" the content to get at the
  addressing information. This would effectively obliterate the
  distinction between call contents and 'signaling' information, and
  would amount to a substantial expansion  of law enforcement
  surveillance authority, and falls well beyond the intent of CALEA.

  CDT and EFF urge the Commission to delete this provision from the
  proposed standards. This is one of the most far reaching aspects of
  CALEA implementation.

* REAL-TIME LOCATION TRACKING INFORMATION ON WIRELESS PHONE USERS: CDT
  and EFF asked the FCC to block FBI and industry proposals for
  location information in wireless networks. The proposed standard
  would effectively turn the cellular network into a nationwide, real
  time location tracking  system. CDT and EFF argue that the proposal
  goes too far and   violates CALEA.

* MONITORING OF ALL PARTICIPANTS IN A CONFERENCE CALL, EVEN AFTER THE
  TARGET IS NO LONGER PARTICIPATING:  The FBI wants to expand the
  standard to include this feature. Such monitoring, CDT and EFF
  argue, would violate the limits of the Constitution's Fourth
  Amendment.

* ACCESS TO A BROADER RANGE OF INFORMATION UNDER SO-CALLED PEN REGISTERS
  AND TRAP AND TRACE DEVICES:  Law enforcement can obtain approval for
  these devices, which are supposed to collect only dialed number
  information, under a very low legal standard, much lower than the
  showing required to intercept the content of communications.  The FBI
  is urging the industry to put more detailed "profiling" information on
  the signaling channel, on the assumption that it would be accessible
  under the lower legal standard. CDT and EFF urge the Commission to
  address privacy concerns about access to transactional data.
  Specifically, CDT and EFF ask the Commission to require the telephone
  companies to ensure that law enforcement only gets the information it
  is authorized to receive.

CDT and EFF believe that the FCC must intervene to ensure that privacy is
protected as CALEA is implemented.

The full text of the filing is available online at
http://www.cdt.org/digi_tele/

________________________________________________________________________

(3) CALEA BACKGROUND AND THE INDUSTRY STANDARDS SETTING PROCESS

The digital telephony law, officially known as the Communications
Assistance for Law Enforcement Act (CALEA), was adopted in 1994 and
requires telephone companies to ensure that their systems can accommodate
law enforcement wiretaps.  The law also includes a privacy provision,
requiring law enforcement and industry to implement the surveillance
requirements in a manner that  "protect[s] the privacy and security of
communications ... not authorized to be intercepted."

CALEA defers in the first instance to industry standards-setting bodies to
develop technical standards for implementing the law's general surveillance
assistance requirements.  Industry bodies have developed a draft standard,
to which the FBI vociferously objected on the grounds that it did not give
law enforcement enough surveillance powers.  The FBI's objections have
prevented the adoption of a consensus standard.

The CDT/EFF filing relies on Section 107(b) of CALEA, which provides:

  "If industry associations or standards-setting organizations
   fail to issue technical requirements or standards or if a
   Government agency or any other person believes that such
   requirements or standards are deficient, the agency or person
   may petition the Commission to establish, by rule, technical
   requirements or standards that ... (2) protect the privacy
   and security of communications not authorized to be
   intercepted ... "

The Commission has yet to decide whether it will address CALEA issues.  The
Commission may solicit further comments on the CTIA, CDT, and EFF
pleadings, issue a Notice of Inquiry, or issue a Notice of Proposed
Rulemaking.  CALEA is scheduled to take full effect on October 25, 1998
with our without a standard being adopted.
_____________________________________________________________________________

(4) SUBSCRIPTION INFORMATION

Be sure you are up to date on the latest public policy issues affecting
civil liberties online and how they will affect you! Subscribe to the CDT
Policy Post news distribution list.  CDT Policy Posts, the regular news
publication of the Center For Democracy and Technology, are received by
more than 13,000 Internet users, industry leaders, policy makers and
activists, and have become the leading source for information about
critical free speech and privacy issues affecting the Internet and other
interactive communications media.

To subscribe to CDT's Policy Post list, send mail to

     policy-posts-request@cdt.org

with a subject:

     subscribe policy-posts

If you ever wish to remove yourself from the list, send mail to the
above address with a subject of:

     unsubscribe policy-posts
_____________________________________________________________________________

(5) ABOUT THE CENTER FOR DEMOCRACY AND TECHNOLOGY/CONTACTING US

The Center for Democracy and Technology is a non-profit public interest
organization based in Washington, DC. The Center's mission is to develop
and advocate public policies that advance democratic values and
constitutional civil liberties in new computer and communications
technologies.

Contacting us:

General information:  info@cdt.org
World Wide Web:       URL:http://www.cdt.org/
FTP                   URL:ftp://ftp.cdt.org/pub/cdt/

Snail Mail:  The Center for Democracy and Technology
             1634 Eye Street NW * Suite 1100 * Washington, DC 20006
             (v) +1.202.637.9800 * (f) +1.202.637.0968

----------------------------------------------------------------------------
End Policy Post 3.12                                               08/11/97
----------------------------------------------------------------------------


CDT Publications Page
CDT Digital Telephony Page
Home CDT Home Page